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Dr. Mark-Oliver Baumgarten

Dr. Mark-Oliver Baumgarten

Dr. Mark-Oliver Baumgarten
ZHAW School of Management and Law
Center for Competition and Commercial Law

+41 (0) 58 934 62 72
mark-oliver.baumgarten@zhaw.ch

Personal profile

Position at the ZHAW

Lecturer for Business Law, Financial Markets Law & Compliance
Professional development teaching: /CAS Wealth Management

http://www.zhaw.ch/de/sml/institute-zentren/zwh/

Expertise and research interests

Financial Markets Law, Financings, Contract Law, Compliance, International Business

Educational background

1987–1992 Legal studies at the UC Berkeley School of Law (Boalt Hall) and at the University of Basel
1992 Licentiate (lic. iur.) at University of Basel
1995 Doctorate (Dr. iur.) at University of Basel
1995 Bar exam
1998 LL.M. at the University of Pennsylvania Law School, Philadelphia, USA (with specialization in international civil litigation, international finance and securities regulations)
2004 Recognized representative of issuers at SIX Swiss Exchange, Zurich (for the product areas equity securities, bonds and derivatives)

Professional milestones

Since 1996 practising as business lawyer in Zurich

Membership of networks

Publications

Book parts, peer-reviewed
  • Baumgarten, Mark-Oliver; Lanz, Martin,

    2019.

    Kommentierung zu Art. 2 FinfraG

    .

    In:

    Watter, Rolf; Bahar, Rashid, eds.,

    Finanzmarktaufsichtsgesetz, Finanzmarktinfrastrukturgesetz.

    Basel:

    Helbing & Lichtenhahn.

    pp. 691-694.

  • Baumgarten, Mark-Oliver; Lanz, Martin,

    2019.

    Kommentierung zu Art. 35–37 FinfraG

    .

    In:

    Watter, Rolf; Bahar, Rashid, eds.,

    Finanzmarktaufsichtsgesetz, Finanzmarktinfrastrukturgesetz.

    Basel:

    Helbing & Lichtenhahn.

    pp. 979-997.

Publications before appointment at the ZHAW

Basler Kommentar zum Börsengesetz (BEHG), 1. Aufl., Basel 2007, und 2. Aufl., Basel 2011, Co-Autor
Basler Kommentar zum Fusionsgesetz (FusG), 1. Aufl, Basel 2005, und 2. Aufl., Basel 2015, Co-Autor
Debt capital markets: Switzerland – A success story, International Financial Law Review, Juni 2013, S. 62ff., Co-Autor
New Swiss banking insolvency regulation, Securities Law Newsletter of the International Bar Association Legal Practice Division, Februar 2013, S. 22f.
Too big to fail: new regulatory capital regime in: Switzerland, Securities Law Newsletter of the International Bar Association Legal Practice Division, Vol. 18 No. 1, Mai 2012 S. 29f.
Switzerland: Tour d'horizon, European American Business, An Official Publication of the European Council of American Chambers of Commerce (ECACC), Mai 2010, S. 78 ff.
The Swiss Financial Market, OECD Observer, Mai-Juni 2008, No. 267, S. 84 ff.
A new age, Switzerland: Structured products, The 2007 Global report, International Financial Law Review, S. 115ff., Co-Autor
Commission vows to curb over-regulation, The IFLR Banking Guide 2006, International Financial Law Review, Juli 2006, S.31 ff., Co-Autor
Investment fund regulation under revision, International Financial Law Review, The 2006 Guide to Fund Management, April 2006 S. 31 ff., Co-Autor
Gewährsverfahren im Bankenrecht und Verhältnis zum Strafverfahren, in: Aktuelle Juristische Praxis, Februar 2006, S. 169 ff., Co-Autor
Securities World, jurisdictional comparison of securities law aspects 2005, Switzerland, hrsg. v. Willem J.L. Calkoen, European Lawyer Reference Series, 2005, S. 299 ff., Co-Autor
How derivatives are listed on the SWX, International Financial Law Review, Juni 2005, S. 72 ff., Co-Autor
Securities Transactions in Switzerland, Sweet and Maxwell’s Securities Transactions in Europe (1 volume reporter), September 2004, Co-Autor
Neuerungen im Anlagefondsrecht, in: Aktuelle Juristische Praxis, Mai 2004, S. 523ff., Co-Autor
Revised Swiss Consumer Credit Act, in: Journal of International Banking Law and Regulation, 2003, vol. 18, ed. 5, S. 241 ff.
E-banking, A special IFLR supplement, International Financial Law Review, März 2000, S. 20 ff., Co-Autor
The Right to Die? – Rechtliche Probleme um Sterben und Tod, Diss. Universität Basel, Peter Lang AG - Europäischer Verlag der Wissenschaften, 1. Aufl., Bern 1998 und 2. Aufl., Bern 2000 (vergriffen)

Other contributions

Basler Kommentar zum Finanzmarktinfrastrukturgesetz (FinfraG), 3. Aufl., Basel 2019, Co-Autor